Compliance and Risk project - AKAASA Technologies : Job Details
Compliance and Risk project
AKAASA TechnologiesJob Location : New York,NY, USA
Posted on :
2025-10-02T12:11:47Z
Job Description :
Responsibilities
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- Support Compliance Assessments
- Risk Control Self-Assessment remediation
- Timely Delivery of Documentation
- Assist in Control Description exercise
- Assist in Test Script enhancement
- Assist in Control testing
- Core Compliance Risk Assessment related activities
- Support Monitoring Testing and Training Activities
- Perform reconciliation against the launched training
- Assist in data collection and review of LRR monitoring
- Assist in documentation collection for Americas Compliance Testing
- Support Compliance Governance & Reporting
- Assemble data for Branch & CUSO Reporting
- Assist in assembling and preparing Committee materials presentation
- Assist in assembling KRI metrics
- Assemble data for Regulatory Affairs Exams & Inquiries
- Based on changes in the business work environment job responsibilities can change and additional functions and tasks may be added or removed accordingly. Additionally this position will perform other duties as required and participate in special projects as deemed necessary and appropriate by Management.
- Education: Bachelors degree
- Experience: 5-7 years of experience in Financial Services Compliance or Legal
- Proficient in Microsoft Excel Microsoft Word and other Office products.
- Excellent research skills
- Strong writing and analytical skills
- Strong organizational and time management skills
- Detailed oriented; possesses a high level of attention to detail and quality of work product
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
- Employment Type: Full-time
- Experience: years
- Vacancy: 1
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