Associate, Guidelines Compliance (Newport Beach) - PIMCO Ltd. - Pacific Investment Management Company : Job Details

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility, and Excellence. We believe each of us is here to help others succeed, which has led to PIMCO being recognized as an innovator, industry thought leader, and trusted advisor to our clients.

Position Description:

We are excited to present a unique opportunity to join our Legal & Compliance department, where you will play a pivotal role in managing investment guidelines using PIMCO's proprietary compliance system. The Guidelines Team is tasked with interpreting and implementing client, regulatory, and internal guidelines into our compliance framework.

As a member of the Guideline Compliance team, you will gain comprehensive exposure to the entire process, collaborating with diverse teams across various levels of seniority, including Legal & Compliance, Account Management, Product Strategy, and the Trade Floor.

Key Responsibilities:

• Collaborate with Client Facing and Legal teams to negotiate investment discretions effectively
• Interpret investment restrictions from various sources, including regulatory frameworks, to ensure compliance
• Support the Trade Floor in making informed investment decisions
• Direct the creation and implementation of rules within the compliance system to align with guidelines
• Research and address inquiries related to investment guidelines, providing clarity and support
• Participate in ad hoc projects focused on investment guideline interpretation and compliance enhancement

Qualifications:

You Will Excel in This Role If You:

• Uphold honesty and integrity in all interactions
• Are a quick learner, adaptable to new processes and concepts
• Exhibit a strong commitment to quality with meticulous attention to detail
• Have excellent communication and interpersonal skills for effective collaboration
• Can manage multiple priorities efficiently

Required Qualifications:

• Bachelor's Degree in Accounting, Business, Finance, or Economics (preferred)
• Experience in compliance or investment management
• Basic to intermediate knowledge of global equity and fixed income markets, including financial products
• Intermediate to advanced proficiency in MS Excel

Preferred Qualifications:

• Experience in negotiating and implementing guidelines within compliance systems
• Familiarity with the Investment Company Act of 1940 or similar regulations
• Proficiency with Bloomberg, SQL, or Business Objects
• CFA designation or active in the CFA program, or a JD or MBA degree

Join us in this rewarding role where your expertise will contribute to our commitment to excellence and integrity in investment management.

PIMCO offers a total compensation approach including a base salary and discretionary bonus. Salary range: $87,000 - $93,000.

Equal Employment Opportunity and Affirmative Action

PIMCO recruits and hires qualified candidates without regard to race, national origin, religion, sex, sexual orientation, gender, age, military or veteran status, disability, or other protected factors, in accordance with applicable laws.

Applicants with Disabilities

PIMCO provides reasonable accommodations for qualified individuals with disabilities, including veterans. For assistance, contact us at 949-###-####. Only messages for accommodation requests will be considered, and responses may take up to two business days.

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