Associate Director Marketing Compliance - Royal Bank of Canada : Job Details

RBC GAM U.S. is hiring an Associate Director US Marketing Compliance. The Associate Director US Marketing Compliance will lead the development, execution, and oversight of global marketing compliance strategies, ensuring alignment with regulatory requirements. What will you do? Lead marketing compliance within institutional investment management, with demonstrated expertise in both institutional and retail markets. Deep understanding of the Investment Advisers Act, Investment Company Act, and related global regulatory frameworks. RBC GAM U.S. is seeking someone with extensive experience in drafting, updating, and implementing compliance policies, procedures, and guidance documents, ensuring stakeholder engagement and regulatory alignment. What do you need to succeed? Must-have 10 years in marketing compliance within institutional investment management, with demonstrated expertise in both institutional and retail markets. Deep understanding of the Investment Advisers Act, Investment Com...Director, Marketing, Compliance, Associate, Investment, Banking, Business Services