Advanced Portfolio Compliance Analyst - Thrivent Financial for Lutherans : Job Details

And Duties Maintain and administer the order management system (BlackRock Aladdin), which includes monitoring pre-trade and post-trade compliance to ensure compliance with regulations, investment policies and procedures. Assist in administering the Liquidity Risk Management and Derivative Risk Management programs. Prepare and support internal governance committees and Mutual Fund Board meetings. Prepare various compliance requests from internal audits, external auditors, and regulators. Job Qualifications Bachelor's degree in finance, accounting, or related field . years of related industry experience; general securities/investment knowledge. Basic experience with investment management-related compliance/audit methodologies and regulatory. issues associated with the SEC, IA/ IC, and State Insurance Commission. Familiarity with multiple asset classes, including equities, bonds, private equity, private debt, mortgages, and derivatives. BlackRock (Aladdin) knowledge preferred. Other Cri...Compliance Analyst, Compliance, Portfolio Manager, Analyst, Portfolio, Banking, Benefits