investment adviser compliance manager Jobs - 8978

BNY Mellon - New York,NY

Employment Type : Full-Time

Who we are: BNY Mellon has been a pioneer in the global capital markets for nearly 240 years, providing the worlds leading institutions the tools, capabilities, and services to be distinctive and redefining what it...

Posted on : 2024-05-03T19:13:50Z

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JP Morgan Chase - New York,NY

Employment Type : Full-Time

DESCRIPTION:Duties: Conduct investment reviews with clients to validate the clients current investment objectives and prepare recommendations of appropriate investment products. Provide clients with institutional service, advice, and cross asset...

Posted on : 2024-05-03T12:56:15Z

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DLA Piper - New York,NY

Employment Type : Full-Time

DLA Piper is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected...

Posted on : 2024-05-02T07:47:04Z

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Anonymous - All cities,NY

Employment Type : Full-Time

Global multi-strategy hedge fund is looking to hire a Compliance Officer in New York City or Jersey City. This strategic hire will play a key role in running the day-to-day compliance program as they continue to build a...

Posted on : 2024-05-02T16:18:53Z

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Jefferies Financial Group - Albany,NY

Employment Type : Full-Time

DescriptionJefferies Private Capital Advisory is one of the pre-eminent advisors to financial sponsors and institutional limited partners on transactions involving the private equity secondary market. Our professionals work closely with private...

Posted on : 2024-05-03T12:56:15Z

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