director of compliance for trade surveillance and communications Jobs - 579
Director, Risk, Forensics & Compliance (Compliance, Investigations & Oversight)
Ankura - New York,NY
Employment Type : Full-Time
Ankura Risk, Forensics & Compliance Practice Ankura is a team of excellence founded on innovation and growth. Ankura is a specialized global expert services firm defined by how we solve challenges. Whether a client is facing an...
Compliance Surveillance Analyst
Phaxis - New York,NY
Employment Type : Full-Time
High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues,...
Director of Corporate Services/Strategy
Coda Search│Staffing - New York,NY
Employment Type : Full-Time
Our client is a seeking to add a Director/Lead to their Corporate Services/Strategic Operations team. Ideal individual will play a critical role in overseeing the management and implementation of the firms' corporate services, procurement,...
Managing Director, Head of Compliance, Trade Surveillance and Communications
Confidential - New York,NY
Employment Type : Full-Time
Managing Director, Head of Compliance, Trade Surveillance and Communications About the Company Prestigious broker dealer Industry Insurance Type Privately Held About the...
Project Manager – Enterprise Risk & AI Governance
SOHO Square Solutions - New York,NY
Employment Type : Full-Time
Senior Project Manager – Enterprise Risk & AI Governance Location: 51 Madison Avenue New York, 10010 Hybrid schedule o Tuesday – Thursday Onsite o Monday/Friday...