compliance operations specialist - broker dealer services Jobs - 543

BNY - New York,NY

Employment Type : Full-Time

Sr Associate, Client Success At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we...

Posted on : 2025-08-15T21:27:00Z

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StateJobsNY - New York,NY

Employment Type : Full-Time

Deputy Director Of Investigative Support The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient financial system that benefits individuals and supports business. Through engagement,...

Posted on : 2025-08-15T07:29:47Z

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Hobson Associates - Syracuse,NY

Employment Type : Full-Time

A Fortune 500 insurance provider with top-tier financial ratings is expanding—and you could be a key part of their next chapter. Why Join? A+ (Superior) ratings from AM Best, S&P, and...

Posted on : 2025-08-14T19:08:40Z

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Goldman Sachs - New York,NY

Employment Type : Full-Time

Compliance, Swap Dealer Compliance (Monitoring and Testing), Vice President Pay Competitive Location New York/New York Employment type Full-Time Job DescriptionReq#: 110689 Global Compliance Our...

Posted on : 2025-08-06T01:04:59Z

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GovCIO - Albany,NY

Employment Type : Full-Time

Overview GovCIO is currently seeking a Database/Systems Specialist (Remote) to become a subject matter expert on our Team. This position is fully remote, full time and available to candidates within the Continental United...

Posted on : 2025-08-05T07:39:03Z

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