compliance officer - (sec registered investment advisor) Jobs - 8988
Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets - Vice President
Deutsche Bank - New York,NY
Employment Type : Full-Time
Job Description: Job Title Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets Corporate Title Vice President Location New York, NY ...
Head of Regulatory Compliance
Mercury - New York,NY
Employment Type : Full-Time
Mercury is building a complete finance stack for startups. We work hard to create the easiest and safest banking* experience possible to simplify entrepreneurs' and business owners' financial lives. We don't take our responsibility to the...
Uncle Giuseppe's Marketplace Hiring Event!
Uncle Giuseppe's Marketplace - Yorktown Heights,NY
Employment Type : Full-Time
Uncle Giuseppe's Marketplace Hiring Event! Yorktown Heights, NY Dates: Thursday, May 9 Time: 10:00 AM to 3:00 PM Location: 327 Downing Drive, Yorktown...
Compliance, Asset Management Compliance, Associate
Goldman Sachs - New York,NY
Employment Type : Full-Time
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
Compliance Officer - Control Room
S&P Global - New York,NY
Employment Type : Full-Time
About the Role: Grade Level (for internal use): 10 The Role: Compliance Officer - Control Room The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings...