compliance analyst - investment firm Jobs - 475

Capital One - New York,NY

Employment Type : Full-Time

Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to...

Posted on : 2025-07-25T01:10:38Z

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Wellington Management - New York,NY

Employment Type : Full-Time

Join to apply for the Investment Analyst role at Wellington Management Continue with Google Continue with Google Join to apply for the Investment Analyst role at Wellington...

Posted on : 2025-08-06T01:07:53Z

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SoFi - New York,NY

Employment Type : Full-Time

Join to apply for the Senior Invest Compliance Specialist role at SoFi Join to apply for the Senior Invest Compliance Specialist role at SoFi This range is provided by...

Posted on : 2025-08-04T01:11:31Z

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Madison-Davis, LLC - New York,NY

Employment Type : Full-Time

This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $200,000.00/yr - $240,000.00/yr Direct message the job poster...

Posted on : 2025-07-26T01:29:56Z

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Arootah - New York,NY

Employment Type : Full-Time

Who We Are: Arootah is an early-stage Hedge Fund and Family Office Advisory and Executive/Leadership Coaching firm focused on driving peak performance for both the teams and individuals. Founded by Rich Bello, the co-founder and COO...

Posted on : 2025-07-30T01:21:56Z

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