broker-dealer compliance analyst Jobs - 199

Wegmans Food Markets - Rochester,NY

Employment Type : Full-Time

Schedule: Full time Availability: Morning, Afternoon. Age Requirement: Must be 18 years or older Location: Rochester, NY Address: 1500 Brooks Ave Pay: $70,680 - $88,350 / year Job...

Posted on : 2025-08-11T05:07:52Z

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American Global - Jericho,NY

Employment Type : Full-Time

Join to apply for the Builder's Risk Broker role at American Global 2 months ago Be among the first 25 applicants Join to apply for the Builder's Risk Broker role at American...

Posted on : 2025-08-05T01:14:53Z

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Ajccorp - New York,NY

Employment Type : Full-Time

Specific Role Responsibilities: Responsible for oversight for all margin-related processes, as well as all aspects of Regulation T and FINRA 4210 from an initial and ongoing cash and margin account basisLead a...

Posted on : 2025-08-09T01:11:08Z

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Risk Placement Services - Uniondale,NY

Employment Type : Full-Time

Introduction At Risk Placement Services, we're more than just a team – we thrive on collaboration, creativity, and tackling challenges head-on. Our culture fosters an environment where every idea counts, and every individual's...

Posted on : 2025-08-10T01:08:15Z

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Liquidnet - New York,NY

Employment Type : Full-Time

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through...

Posted on : 2025-08-09T01:15:50Z

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