broker dealer compliance Jobs - 345
General Manager/ Property Manager
The Dermot Company, LP - New York,NY
Employment Type : Full-Time
Job description The Dermot Company, a New York and Florida based real estate developer and operator, is seeking a General Manager. Reporting to the Vice President, Property Operations, the General Manager...
Director - Broker Dealer Compliance Advisory
Michael Page - New York,NY
Employment Type : Full-Time
Fast Growing Company Wide Exposure Across the Firm About Our Client Client is a rapidly growing global financial services provided/platform that operates across a wide array of markets and sectors.
Compliance Surveillance Analyst
Phaxis - New York,NY
Employment Type : Full-Time
High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues,...
Model Risk Analyst
Lancesoft - White Plains,NY
Employment Type : Full-Time
Job Title: Model Risk Analyst Location: White Plains, NY 10601 Type: Permanent/Full-time Salary range: $74,000 - $93,000 per...
Project Manager – Enterprise Risk & AI Governance
SOHO Square Solutions - New York,NY
Employment Type : Full-Time
Senior Project Manager – Enterprise Risk & AI Governance Location: 51 Madison Avenue New York, 10010 Hybrid schedule o Tuesday – Thursday Onsite o Monday/Friday...