Employment Type : Full-Time
Our client is a leading wealth management firm who are seeking a Compliance Officer to play a key part in ensuring the business operates within regulatory frameworks and industry best practice. Working as part of a collaborative Risk & Compliance team, you’ll conduct risk-based monitoring reviews, assess systems and controls, and provide practical guidance to strengthen compliance culture across the organisation. Role & Responsibilities:...
Employment Type : Full-Time
A law firm are looking for a Risk and Compliance Officer to join their team and work closely alongside the Risk and Compliance Manager. This opportunity is ideally suited for a proactive person with a can do attitude. Some of the roles and responsibilities will include: • Client onboarding • AML/SAR - analysing documentation and reporting back to the MLRO and ensuring where necessary that the relevant STOPS and notices are in place. • Assisting ...
Employment Type : Full-Time
Compliance Officer Leicester (Hybrid) We are proud to be representing a credible firm of Independent Financial Planners who are a very well-established, FCA-regulated financial planning firm offering over 36 years of experience delivering tailored advice to both private and corporate clients. As part of a major national network, they offer expert, unbiased guidance across pensions, investments, estate planning, inheritance tax, and mortgages. Bu...
Employment Type : Full-Time
Rev & Regs are recruiting for a Compliance Officer position working for a large multinational financial services company in Malta. Responsibilities: Reporting to the Board of Directors you will support the development, implementation, and maintenance of compliance policies, procedures, and controls to ensure adherence to relevant laws, regulations, and industry standards. Conduct regular compliance reviews and assessments to identify areas o...
Employment Type : Full-Time
Are you an experienced finance professional who wants to make a real difference? We’re looking for a Business Finance Officer to take the lead in managing our charity’s finances, ensuring transparency, sustainability, and compliance as we deliver on our charitable objectives. About the Role As our Business Finance Officer, you will be responsible for maintaining accurate financial records, producing management reports, supporting funding applica...
Employment Type : Full-Time
Gloucester – Hybrid with 2/3 days working from office Permanent, Full-time (37 hours per week) About Us At Gloucester City Homes (GCH) , we’re proud to create homes and communities where people can thrive . We’re committed to delivering safe, high-quality housing and outstanding customer service. Join a forward-thinking organisation that invests in its people, embraces innovation, and lives by its values every day. The Role We’re looking for a d...
Employment Type : Full-Time
Are you an experienced legal compliance professional looking to make a meaningful impact in a growing, forward-thinking legal environment? Reed Legal is proud to be working in partnership with a dynamic and ethically driven law firm located in Liverpool who are looking to recruit Compliance Officer . This is a pivotal role within a firm that is committed to delivering high-quality legal services to UK consumers, with a strong focus on hous...
Employment Type : Full-Time
A fantastic job opportunity for an experienced Compliance Officer to join a leading insurance business. Reporting directly to the Head of 1st Line of Defence, you'll be a vital part of the business, providing clear, accurate, and effective compliance advice and support. Your main focus will be on ensuring our retail and wholesale operations consistently meet their regulatory obligations and that all internal processes and procedures are followed...
Employment Type : Full-Time
A fantastic job opportunity for an experienced Compliance Officer to join a leading insurance business. Reporting directly to the Head of 1st Line of Defence, you'll be a vital part of the business, providing clear, accurate, and effective compliance advice and support. Your main focus will be on ensuring our retail and wholesale operations consistently meet their regulatory obligations and that all internal processes and procedures are followed...
Employment Type : Full-Time
A fantastic job opportunity for an experienced Compliance Officer to join a leading insurance business. Reporting directly to the Head of 1st Line of Defence, you'll be a vital part of the business, providing clear, accurate, and effective compliance advice and support. Your main focus will be on ensuring our retail and wholesale operations consistently meet their regulatory obligations and that all internal processes and procedures are followed...