Overview
Join to apply for the Director, Compliance Consulting role at Kroll
Our Compliance Consulting provides expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers. At Kroll, your work will help deliver clarity to our clients' most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.
Responsibilities
- Lead the day-to-day support of the compliance programs for a variety of SEC registered investment advisers.
- Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund manager managers.
- Assist with preparing and reviewing regulatory filings, including Form ADV and PF.
- Lead clients through all phases of regulatory examinations.
- Monitor relevant regulatory changes and advise clients on developing new internal controls.
- Mentor and develop the junior staff.
Requirements
- Minimum of 10 years of experience.
- Bachelor's degree is required. MBA or JD is preferred.
- Strong knowledge of SEC rules and regulations required. Familiarity with the CEA and NFA rules a plus.
- Previous regulatory examination experience.
- Prior experience giving advice on regulatory matters and demonstrable strong technical skills in compliance issues.
- Demonstrable experience in building and managing project teams to address complex issues.
- Ability to lead and manage day to day aspects of engagement activities.
- Excellent written and verbal communication skills.
Kroll is committed to creating an inclusive work environment. We are proud to be an equal opportunity employer and will consider all qualified applicants regardless of gender, gender identity, race, religion, color, nationality, ethnic origin, sexual orientation, marital status, veteran status, age or disability.
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