Director, US Markets Compliance Advisory, TD Securities
: Job Details :

We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. Responsibilities:Directs day-to-day activities of the Investment Banking Compliance team in a manner consistent with the Banks risk culture and the relevant risk appetite statement and limits. Communicates the Banks risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions a customer focused culture to deepen client relationships and le...Director, Compliance, Advisor, Internal Auditor, Investment, Banking, Business Services