EMPLOYMENT TYPE: Permanent DEPARTMENT: Risk & ComplianceDIVISION: Private Client ServicesWORKPLACE STRUCTURE: HybridROLE OVERVIEWPURPOSE OF JOBWe are seeking an experienced Compliance Officer to assist ourPrivate/Public Trust Company (PTC) Services group with trust company complianceservices. The successful candidate will play a crucial role in supporting ourPTC clients with corporate support services, regulatory guidance, and ongoingsupport. MAIN RESPONSIBILITES AND DUTIES
- Prepare regulatory applications and filings for new and existing PTC clients.
- Draft, implement, and revise written policies and procedures for various PTC clients.
- Prepare and disseminate meeting materials, and compliance related matters.
- Work with regulatory agencies and auditing firms on behalf of PTC clients.
- Attend meetings with PTC clients and present compliance-related materials.
ESSENTIAL REQUIRMENTS
- Bachelor's Degree in a relevant field, or an equivalent combination of education and applicable experience.
- 5+ years of relevant trust company compliance, auditing, regulatory, bank compliance, or similar experience.
- Strong organizational, research, and analytical skills.
- Excellent attention to detail, communication skills, writing ability, and interpersonal skills.
- Preferred: Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS), Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory compliance Manager (CRCM), or similar certification, or a willingness to complete one or more of the certification processes.
#LI-SB1