Job Location : New York,NY, USA
Job Description:
This individual will be responsible for reviewing the electronic communications of the firm's employees to mitigate reputational and regulatory risk to the firm.
Responsibilities:
- Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential information
- Identify, document, and resolve potential regulatory or compliance issues
- Liaise with business management, compliance, and legal to assess risks and follow up on issues identified during review of communications
Qualifications:
- Bachelor's Degree
- 1-4 years experience either in corporate and investment banking industry or legal industry
- Proficiency in Microsoft Office
- Excellent attention to detail
- Strong communication skills
- Sound judgment and ability to exercise discretion
Desired Skills
- Familiarity with corporate and investment banking industry
- Prior experience with email surveillance
- Prior paralegal or document review experience
- Graduate degree (e.g. JD) a plus
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