Director Control Room Compliance Project Manager
Madison-Davis, LLC is seeking a Director Control Room Compliance Project Manager to join their team in Midtown Manhattan. The role offers a hybrid schedule (2 days in office per week).
Responsibilities:
- Manage policies related to MNPI handling, insider trading, watch lists, restricted lists, and conflict management.
- Develop project plans, set milestones, and track progress to meet deadlines.
- Collaborate with Legal, Compliance, IT, and Business Units to implement compliance frameworks.
- Stay updated on regulatory changes and assess their impact.
- Conduct risk assessments, identify gaps, and implement corrective actions.
- Promote automation and technological enhancements in compliance processes.
- Prepare reports and presentations for senior management and regulators.
- Conduct training on compliance policies and best practices.
- Ensure adherence to global standards like SEC, FINRA, FCA, among others.
Qualifications:
Experience in compliance management within financial services, especially in banking or investment banking sectors, is essential.
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