Overview
The purpose of this job is to provide supervision and administration for the assigned audit function (i.e. Compliance, Corporate Governance, Information Technology, Financial and Wealth Management).
Responsibilities
Cross-train, lead and develop team of associates to promote maximum productivity, engagement, succession planning and overall contribution to strategic organizational goals.Evaluate significance and degree of risk in activities subject to audit coverage.Manage in charge and staff auditors during examinations.Monitor, review and edit working papers or reports, prior to presentation to management.Review audit programs and determine that audit scope and procedures are proper.Identify activities subject to audit coverage.Work closely with management on work performed for the annual audit, quarterly reviews, and other filings.Apply corrective actions or procedures as a result of audit findings.Issue audit reports.Communicate with external auditors and regulators to ensure work is coordinated appropriately and performed in a manner satisfactory to them.Perform additional duties as assigned.Qualifications
Four-year college education (Accounting degree required).Eight (8) years of internal audit, accounting or banking experience.-OR-
Six (6) years' experience with one of the Big Four Accounting Firms.
CIA, CISA or CPA required.Strong oral, written, and interpersonal communication skills.Highly advanced computer skills: Word, Excel, PowerPoint.Excellent interpersonal and leadership skills, with the ability to influence others.Skilled in fostering collaboration and consensus-building.Ability to coordinate multiple tasks, jobs, etc.Ability to communicate with regulators and external auditors.Ability to prepare and make presentations to the Audit and Finance Committee.Ability to wrap up assignments completely.Proficient in high-level strategic planning and execution.Excellent time management skills.Broad knowledge of generally accepted auditing and accounting standards and international standards of internal auditing.Extensive knowledge of the banking industry.Advanced understanding of internal controls.Information systems degree preferred.Physical Requirements/Working Conditions: Must be able to sit for long periods of time and use computer keyboard and/or mouse, while viewing computer screens.
Note: This is a brief description of this position and is not limited to those described herein. Management retains the right to add, delete or modify any of these responsibilities at any time during employment.
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