financial services compliance monitoring officer Jobs - 90
Compliance Monitoring Officer
Kensington Mortgage Company - SL63QQ
Employment Type : Full-Time
When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down. Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a mortgage. Where high street lenders see black and white, we've always used our expertise and manual underwriting capability to see the shades in between. In a market where changing lifestyles mean mo...
Head of Compliance Monitoring
Howden Insurance Brokers Ltd - Gloucester
Employment Type : Full-Time
From day one, our mission has been to create an independent business with a unique culture - one that is controlled by the people who work for it. Finding the most talented and entrepreneurial people has always been key to our success. People come to Howden for lots of different reasons, but they stay for the same one: our culture. That's what sets us apart, and why we nurture and retain the best talent in the market. Whatever your priorities - ...
Compliance Monitoring Officer
MERJE Ltd - Manchester
Employment Type : Full-Time
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis. As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with...
Compliance Monitoring Officer
Sanderson - Liverpool
Employment Type : Full-Time
Compliance Monitoring Officer Salary: 39,785 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positiv...
Compliance Monitoring Officer
Talenthire Group - Manchester
Employment Type : Full-Time
The role of the Compliance Monitoring Officer is to provide a file review service to the clients. The file reviews will mainly be for medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing feedback to clients with reference to files reviewed and compliance issues raised, along with developing and maintaining a professional relationship with the clients. Flexible working is available; ho...
Compliance Monitoring Officer
Sanderson - Bristol
Employment Type : Full-Time
Compliance Monitoring Officer Salary: 39,785 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on positiv...
Compliance Monitoring Officer - Insurance
MERJE Ltd - EC4Y1BN
Employment Type : Full-Time
MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects that delve into metrics and data across the business Offering support in crafting pertinent management information Reviewing and reporting on regulatory performance, key emerging risks, trends, etc. Verifyin...
Senior Compliance Monitoring Officer
Sanderson - Liverpool
Employment Type : Full-Time
Senior Compliance Monitoring Officer Salary: 50,571 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on ...
Senior Compliance Monitoring Officer
Sanderson - Bristol
Employment Type : Full-Time
Senior Compliance Monitoring Officer Salary: 50,571 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on ...
Compliance Monitoring Officer
Heat Recruitment - LE160DX
Employment Type : Full-Time
Compliance Monitoring officer - Remote - Up to 55,000 An exciting opportunity has arisen for an experienced compliance Manager/officer to join a growing wealth management practice who have offices all over the UK. The role has come around due to some re-structuring in the company and the successful candidate will be working along side senior Directors in the firm. What’s on offer? 28 days holiday, plus bank holidays Flexible hybrid working Birth...